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LAM Siu Hong

林少康
CE ACA526Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Siu Hong (CE number ACA526) is an individual licensed by the Hong Kong SFC. First licensed on 2014-05-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDL Family Office (HK) Limited
德林家族辦公室（香港）有限公司

Licence Record (2)

2015-07-23 – present Current
DL Family Office (HK) Limited RO
RA 4 RA 9
2014-05-28 – 2015-07-22
DL SECURITIES (HK) LIMITED Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACA526