NG Kwok Fung

吳國風

CE ABY897Licensed IndividualResponsible OfficerSFO licence active

NG Kwok Fung (CE number ABY897) is an individual licensed by the Hong Kong SFC. First licensed on 2003-09-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Hong Kong Stock Link Securities Limited 港股通証券有限公司

Licence Record (14)

2023-04-18 – present Current

Hong Kong Stock Link Securities Limited RO

RA 1

2021-10-19 – 2023-03-31

Granville Financial Services Company Limited RO

RA 9

2018-12-18 – 2019-05-31

Minerva Asset Global Investment Capital Limited RO

RA 9

2018-10-26 – 2019-06-03

Minerva Holding Financial Securities Limited RO

RA 1

2013-12-10 – 2018-06-17

RHB Securities Hong Kong Limited RO

RA 1

2013-12-10 – 2018-06-17

RHB Futures Hong Kong Limited RO

RA 2

2013-09-23 – 2013-12-10

RHB Securities Hong Kong Limited Rep

RA 1

2013-09-23 – 2013-12-10

RHB Futures Hong Kong Limited Rep

RA 2

2009-10-09 – 2013-09-14

Tung Shing Securities (Brokers) Limited RO

RA 1

2009-10-09 – 2013-09-14

Tung Shing Futures (Brokers) Limited RO

RA 2

2006-07-13 – 2009-10-09

Tung Shing Securities (Brokers) Limited Rep

RA 1

2006-07-13 – 2009-10-09

Tung Shing Futures (Brokers) Limited Rep

RA 2

2003-09-01 – 2003-10-14

Celestial Securities Limited Rep

RA 1 RA 7

2003-09-01 – 2003-10-14

Celestial Commodities Limited Rep

RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABY897