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WONG Lie Ping

王莉萍
CE ABW904Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Lie Ping (CE number ABW904) is an individual licensed by the Hong Kong SFC. First licensed on 2017-11-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBristol Capital Limited
嶺峰資本有限公司

Licence Record (2)

2020-09-28 – present Current
Bristol Capital Limited RO
RA 6
2017-11-16 – 2019-01-26
LGT Investment Management (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABW904