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LAM Woon Ching, Simon

林煥青
CE ABW187Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Woon Ching, Simon (CE number ABW187) is an individual licensed by the Hong Kong SFC. First licensed on 2005-03-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGF Futures (Hong Kong) Co., Limited
廣發期貨(香港)有限公司

Licence Record (3)

2007-02-16 – present Current
GF Futures (Hong Kong) Co., Limited RO
RA 2
2007-07-17 – 2022-09-09
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2005-03-07 – 2007-02-09
Beevest Securities Limited RO
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABW187