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LO Pui Man, Ricky

魯沛文
CE ABT327Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Pui Man, Ricky (CE number ABT327) is an individual licensed by the Hong Kong SFC. First licensed on 2006-02-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerFulbright Futures Limited
富昌期貨有限公司
Responsible OfficerFulbright Securities Limited
富昌證券有限公司

Licence Record (4)

2018-03-01 – present Current
Fulbright Futures Limited RO
RA 2 RA 5
2014-06-17 – present Current
Fulbright Securities Limited RO
RA 1 RA 4
2006-02-01 – 2014-06-17
Fulbright Securities Limited Rep
RA 1
2006-02-01 – 2018-03-01
Fulbright Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABT327