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CHOY Louisa

蔡明慧
CE ABS283Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHOY Louisa (CE number ABS283) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerEast Asia Futures Limited
東亞期貨有限公司
Responsible OfficerEast Asia Securities Company Limited
東亞證券有限公司

Licence Record (5)

2017-08-16 – present Current
East Asia Securities Company Limited RO
RA 1
2017-08-16 – present Current
East Asia Futures Limited RO
RA 2
2009-10-15 – 2017-08-16
East Asia Securities Company Limited Rep
RA 1
2009-10-15 – 2017-08-16
East Asia Futures Limited Rep
RA 2
2003-04-01 – 2004-06-30
Global China Corporate Finance Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABS283