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LEE Wa Lun, Warren

李華倫
CE ABS166Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Wa Lun, Warren (CE number ABS166) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerYu Ming Investment Management Limited
禹銘投資管理有限公司

Licence Record (2)

2003-04-01 – present Current
Yu Ming Investment Management Limited RO
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2007-07-18
Vajra Capital Limited RO
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABS166