CHU Wai Leung

朱偉良

CE ABQ114Licensed IndividualSFO licence active

CHU Wai Leung (CE number ABQ114) is an individual licensed by the Hong Kong SFC. First licensed on 2003-05-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 5 Advising on Futures Contracts

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Silverbricks Securities Company Limited 元庫證券有限公司

Licence Record (13)

2022-05-03 – present Current

Silverbricks Securities Company Limited Rep

RA 1 RA 2

2019-07-15 – 2022-01-21

China Galaxy International Securities (Hong Kong) Co., Limited Rep

RA 1

2019-07-15 – 2022-01-21

China Galaxy International Futures (Hong Kong) Co., Limited Rep

RA 2

2015-03-10 – 2017-09-29

Soochow Securities International Brokerage Limited Rep

RA 1

2015-03-10 – 2017-09-29

Soochow Securities International Futures Limited Rep

RA 2

2012-06-18 – 2019-03-30

Yuanta Securities (Hong Kong) Company Limited Rep

RA 1 RA 2

2009-11-09 – 2015-02-11

Yuanta Asia Investment (Hong Kong) Limited Rep

RA 1 RA 2

2006-02-03 – 2009-10-31

Everbright Securities Investment Services (HK) Limited Rep

RA 1

2006-02-03 – 2009-10-31

CES Commodities (HK) Limited Rep

RA 2

2005-10-07 – 2009-10-31

Shun Loong Securities Company Limited Rep

RA 1

2005-10-07 – 2009-10-31

Shun Loong Futures Limited Rep

RA 2

2003-05-26 – 2005-09-30

First Shanghai Securities Limited Rep

RA 1 RA 7

2003-05-22 – 2005-09-30

First Shanghai Futures Limited Rep

RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABQ114