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TAM Wing Yeung

譚永揚
CE ABP999Licensed IndividualSFO licence active
Official SFC record

TAM Wing Yeung (CE number ABP999) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司
RepresentativeKGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司

Licence Record (6)

2017-10-03 – present Current
KGI Asia Limited Rep
RA 1
2014-07-10 – present Current
KGI Futures (Hong Kong) Limited Rep
RA 2
2014-07-10 – 2017-10-02
KGI Asia Limited Rep
RA 1
2003-04-01 – 2014-06-21
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2014-06-21
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2014-06-21
Core Pacific-Yamaichi Futures (H.K.) Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABP999