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KONG Ka Fai, Simon

江嘉輝
CE ABP985Licensed IndividualSFO licence active
Official SFC record

KONG Ka Fai, Simon (CE number ABP985) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeKaiser Futures Limited
嘉信期貨有限公司
RepresentativeKaiser Securities Limited
嘉信証券有限公司

Licence Record (4)

2019-11-22 – present Current
Kaiser Futures Limited Rep
RA 2
2007-07-03 – present Current
Kaiser Securities Limited Rep
RA 1
2003-07-02 – 2007-06-30
Fosun International Securities Limited Rep
RA 1
2003-04-01 – 2003-07-02
Victorfield Securities Limited RO
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABP985