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LAI Kin Chung, Kenneth

黎健聰
CE ABP978Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAI Kin Chung, Kenneth (CE number ABP978) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSunrise Asset Management Limited
香港日晟資產管理有限公司

Licence Record (20)

2025-08-15 – present Current
Sunrise Asset Management Limited RO
RA 4 RA 9
2024-02-02 – 2024-07-08
Advent Securities (Hong Kong) Limited RO
RA 1
2024-02-02 – 2024-07-08
Space Asset Management Limited RO
RA 4 RA 9
2022-08-26 – 2024-01-28
Carlyon Securities Limited RO
RA 1
2022-08-26 – 2024-01-28
Carlyon Asset Management Limited RO
RA 4 RA 9
2016-05-04 – 2021-02-26
Black Marble Securities Limited RO
RA 1
2014-12-17 – 2015-05-19
Tiger Securities Asset Management Company Limited Rep
RA 9
2013-10-15 – 2014-08-12
OP Investment Management Limited Rep
RA 9
2008-12-03 – 2013-09-17
Core Pacific-Yamaichi Futures (H.K.) Limited Rep
RA 2
2008-11-11 – 2013-09-17
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2008-11-11 – 2013-09-17
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1
2007-11-15 – 2008-07-31
CCB International Securities Limited Rep
RA 1
2007-01-15 – 2007-11-01
ABCI Securities Company Limited Rep
RA 1
2006-05-12 – 2006-12-21
DBS Vickers (Hong Kong) Limited Rep
RA 1 RA 2
2005-08-08 – 2006-05-03
SBI China Capital Financial Services Limited RO
RA 1
2005-08-08 – 2006-05-03
SBI China Capital Securities Limited RO
RA 1 RA 4 RA 9
2005-08-08 – 2006-05-03
SBI China Capital Commodities Limited RO
RA 2 RA 5 RA 9
2003-04-01 – 2005-08-08
SBI China Capital Financial Services Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2005-08-08
SBI China Capital Securities Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2005-08-08
SBI China Capital Commodities Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABP978