Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

KWAN Pak Shing, Victor

關百勝
CE ABP592Licensed IndividualSFO licence active
Official SFC record

KWAN Pak Shing, Victor (CE number ABP592) is an individual licensed by the Hong Kong SFC. First licensed on 2003-05-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司
RepresentativeKGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司

Licence Record (5)

2017-10-03 – present Current
KGI Asia Limited Rep
RA 1
2008-10-30 – present Current
KGI Futures (Hong Kong) Limited Rep
RA 2
2008-10-30 – 2017-10-02
KGI Asia Limited Rep
RA 1
2004-09-21 – 2008-10-18
MIB Futures (Hong Kong) Limited Rep
RA 2
2003-05-21 – 2008-10-18
MIB Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABP592