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MAN Yau Kan

萬幼勤
CE ABO232Licensed IndividualSFO licence active
Official SFC record

MAN Yau Kan (CE number ABO232) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCorporate Brokers Limited
協聯證券有限公司
RepresentativeCorporate Commodities Limited
協聯期貨有限公司

Licence Record (8)

2023-03-17 – present Current
Corporate Brokers Limited Rep
RA 1
2023-03-17 – present Current
Corporate Commodities Limited Rep
RA 2
2006-11-02 – 2023-03-16
SPS Commodities Limited Rep
RA 2
2006-07-12 – 2023-03-16
SPS Securities Limited Rep
RA 1
2006-02-01 – 2006-07-11
XinKong International Securities Limited Rep
RA 1
2005-08-17 – 2006-01-18
CVP Securities Limited Rep
RA 1
2005-03-29 – 2005-08-16
Hing Wong Securities Limited Rep
RA 1
2003-04-01 – 2005-03-25
Thing On Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABO232