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TEY Eng Chee, Thomas

CE ABN323Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TEY Eng Chee, Thomas (CE number ABN323) is an individual licensed by the Hong Kong SFC. First licensed on 2013-09-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCN First International Futures Limited
中一期貨有限公司
Responsible OfficerCN First Investment Management Limited
中一投資管理有限公司

Licence Record (2)

2019-01-23 – present Current
CN First Investment Management Limited RO
RA 9
2013-09-25 – present Current
CN First International Futures Limited RO
RA 1 RA 2 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABN323