LEUNG Ho Yin, Scott

梁浩然

CE ABK257Licensed IndividualResponsible OfficerSFO licence active

LEUNG Ho Yin, Scott (CE number ABK257) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (3)

Capacity	Company / Institution
Responsible Officer	Solo Asset Management Limited 高歌資產管理有限公司
Responsible Officer	Solo Futures Limited 高歌期貨有限公司
Responsible Officer	Solo Securities Limited 高歌證券有限公司

Licence Record (12)

2018-01-15 – present Current

Solo Asset Management Limited RO

RA 4 RA 5 RA 9

2016-11-07 – present Current

Solo Securities Limited RO

RA 1 RA 4

2016-11-07 – present Current

Solo Futures Limited RO

RA 2

2014-01-27 – 2015-09-01

XinKong International Securities Limited Rep

RA 1 RA 2

2014-01-27 – 2015-07-08

United Simsen Forex Dealers Limited Rep

RA 3

2011-06-01 – 2013-12-23

Stockwell Securities Limited Rep

RA 1

2011-06-01 – 2013-12-23

Stockwell Commodities Limited Rep

RA 2

2010-08-17 – 2011-05-18

Fulbright Securities Limited Rep

RA 1

2010-08-17 – 2011-05-18

Fulbright Futures Limited Rep

RA 2

2008-12-12 – 2010-07-31

CES Forex (HK) Limited Rep

RA 3

2008-08-01 – 2010-07-31

Everbright Securities Investment Services (HK) Limited Rep

RA 1

2008-08-01 – 2010-07-31

CES Commodities (HK) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABK257