Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TSE Chi Him

謝智謙
CE ABI456Licensed IndividualSFO licence active
Official SFC record

TSE Chi Him (CE number ABI456) is an individual licensed by the Hong Kong SFC. First licensed on 2007-09-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Galaxy International Futures (Hong Kong) Co., Limited
中國銀河國際期貨(香港)有限公司
RepresentativeChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (4)

2012-09-26 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2012-09-26 – present Current
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2007-09-13 – 2012-09-24
Piper Jaffray Asia Securities Limited Rep
RA 1
2007-09-13 – 2012-09-24
Piper Jaffray Asia Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABI456