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CHAN Kim Ming, Vincent

陳劍明
CE ABI373Licensed IndividualSFO licence active
Official SFC record

CHAN Kim Ming, Vincent (CE number ABI373) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (8)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeSolo Futures Limited
高歌期貨有限公司
RepresentativeSolo Securities Limited
高歌證券有限公司

Licence Record (13)

2021-02-17 – present Current
Solo Securities Limited Rep
RA 1
2021-02-17 – present Current
Solo Futures Limited Rep
RA 2
2021-03-12 – 2021-06-30
Magic Compass Securities Limited Rep
RA 1
2018-11-28 – 2020-10-31
AUS Financial Group (Hong Kong) Limited RO
RA 3
2018-07-04 – 2018-11-28
AUS Financial Group (Hong Kong) Limited Rep
RA 3
2017-10-18 – 2018-03-31
China Everbright Securities (HK) Limited Rep
RA 1
2017-10-18 – 2018-03-31
China Everbright Forex & Futures (HK) Limited Rep
RA 2 RA 3
2005-01-25 – 2018-03-31
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2005-01-25 – 2018-03-31
CES Commodities (HK) Limited Rep
RA 2
2005-01-25 – 2018-03-31
CES Forex (HK) Limited Rep
RA 3
2003-04-01 – 2005-01-01
Shun Loong Securities Company Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2005-01-01
Shun Loong Futures Limited Rep
RA 2 RA 5 RA 7 RA 9
2003-04-01 – 2005-01-01
Shun Loong Forex Company Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABI373