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CHAN Lap Tak, Jeffrey

陳立德
CE ABH691Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Lap Tak, Jeffrey (CE number ABH691) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerOP Investment Management Limited
東英投資管理有限公司
Responsible OfficerOriental Patron Asia Limited
東英亞洲有限公司

Licence Record (4)

2014-07-15 – present Current
OP Investment Management Limited RO
RA 4 RA 9
2003-04-01 – present Current
Oriental Patron Asia Limited RO
RA 1 RA 4 RA 6 RA 9
2007-12-10 – 2014-05-31
SanJohn Capital Limited RO
RA 9
2003-04-01 – 2023-12-20
Oriental Patron Securities Limited RO
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABH691