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LO Shuk Fan

羅淑芬
CE ABA569Licensed IndividualSFO licence active
Official SFC record

LO Shuk Fan (CE number ABA569) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHantec Securities Co. Limited
亨達證券有限公司

Licence Record (3)

2023-03-20 – present Current
Hantec Securities Co. Limited Rep
RA 1
2005-04-11 – 2023-03-02
GLS Securities Limited Rep
RA 1
2003-04-01 – 2005-03-31
Oriental Stocks & Shares (Investment) Co. RO
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABA569