Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YUNG Richard Jr.

榮文淵
CE ABA159Licensed IndividualSFO licence active
Official SFC record

YUNG Richard Jr. (CE number ABA159) is an individual licensed by the Hong Kong SFC. First licensed on 2013-08-14. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeShanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司

Licence Record (2)

2024-07-10 – present Current
Shanggu Asset Management (Asia) Limited Rep
RA 1
2013-08-14 – 2024-06-15
OnePlatform Asset Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABA159