WOO Siu Mui (CE number AAZ246) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 3 firms.
| Capacity | Company / Institution |
|---|---|
| Responsible Officer | CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
| Responsible Officer | China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
| Responsible Officer | Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
| Representative | CES Forex (HK) Limited 光證外匯（香港）有限公司 |
| Representative | Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |