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CHUNG Chi Ming

鍾志明
CE AAY647Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHUNG Chi Ming (CE number AAY647) is an individual licensed by the Hong Kong SFC. First licensed on 2003-05-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerRiche Bright Securities Limited
富明證券有限公司
RepresentativeRiche Bright Securities Limited
富明證券有限公司

Licence Record (8)

2022-10-17 – present Current
Riche Bright Securities Limited Rep
RA 9
2020-03-27 – present Current
Riche Bright Securities Limited RO
RA 1 RA 2 RA 4
2018-06-05 – 2019-08-21
FT Securities Limited RO
RA 1 RA 4
2018-04-24 – 2018-06-05
FT Securities Limited Rep
RA 1
2016-08-08 – 2018-01-14
Jimei Securities Limited RO
RA 1
2016-06-23 – 2016-08-08
Jimei Securities Limited Rep
RA 1
2007-10-31 – 2016-06-17
First Shanghai Securities Limited Rep
RA 1
2003-05-22 – 2016-06-17
First Shanghai Futures Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAY647