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LO Tak Shing, Andrew

羅德城
CE AAW957Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Tak Shing, Andrew (CE number AAW957) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerInvesco Hong Kong Limited (trading as Invesco Asia Pacific)
景順投資管理有限公司(以景順投資管理名義經營業務)

Licence Record (3)

2003-04-01 – present Current
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) RO
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2005-07-06
Invesco Asset Management Asia Limited Rep
RA 1
2003-04-01 – 2021-12-31
Invesco Asset Management Asia Limited RO
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAW957