Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LUK Man Wa, Caesar

陸文華
CE AAV934Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUK Man Wa, Caesar (CE number AAV934) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLight & Salt Capital Management Limited
亮存資產管理有限公司

Licence Record (4)

2014-09-10 – present Current
Light & Salt Capital Management Limited RO
RA 9
2011-07-08 – 2011-11-25
Partner Fund Management (Asia), Limited RO
RA 9
2007-09-28 – 2010-10-20
RAB Capital (Asia) Limited RO
RA 1 RA 4 RA 5 RA 9
2003-04-01 – 2007-09-28
Pi Investment Management Limited RO
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAV934