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CHAN Pat Wing

陳弼榮
CE AAV784Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Pat Wing (CE number AAV784) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGrand Partners Investment Consultants Limited
利盟投資顧問有限公司
Responsible OfficerGrand Partners Securities Limited
利盟證券有限公司

Licence Record (7)

2019-10-21 – present Current
Grand Partners Investment Consultants Limited RO
RA 4
2019-07-22 – present Current
Grand Partners Securities Limited RO
RA 1
2019-03-12 – 2019-07-22
Grand Partners Securities Limited Rep
RA 1
2018-10-31 – 2019-03-07
Core Capital Securities Limited RO
RA 1
2018-06-07 – 2018-10-31
Core Capital Securities Limited Rep
RA 1
2005-08-01 – 2018-05-31
One China Securities Limited Rep
RA 1
2003-04-01 – 2005-07-05
Masterlink Securities (Hong Kong) Corporation Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAV784