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LIM Pak Fu

林柏富
CE AAV508Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIM Pak Fu (CE number AAV508) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMicroBit Capital Management Limited
小飛資產管理有限公司

Licence Record (19)

2024-10-04 – present Current
MicroBit Capital Management Limited RO
RA 1 RA 4 RA 9
2024-04-10 – 2024-08-16
Bluemount Securities Limited RO
RA 1 RA 4
2024-04-10 – 2024-08-16
Bluemount Asset Management Limited RO
RA 9
2022-05-16 – 2023-10-31
Golden Eagle Brokerage Limited RO
RA 1 RA 4 RA 9
2022-04-08 – 2022-05-16
Golden Eagle Brokerage Limited Rep
RA 1 RA 4 RA 9
2019-05-16 – 2022-02-28
Cynosure Asset Management Hong Kong Limited RO
RA 1 RA 4 RA 9
2019-03-13 – 2019-05-16
Cynosure Asset Management Hong Kong Limited Rep
RA 1 RA 4 RA 9
2017-10-10 – 2019-02-07
Yupei Fortune Capital Limited RO
RA 1 RA 4 RA 9
2017-08-24 – 2017-10-10
Yupei Fortune Capital Limited Rep
RA 1 RA 4 RA 9
2016-06-14 – 2017-07-03
China Sunrise Asset Management Limited RO
RA 1 RA 4 RA 9
2016-02-05 – 2016-04-27
Neutral Financial Holding Company Limited Rep
RA 1 RA 4 RA 9
2013-10-22 – 2015-12-17
Yuanta Securities (Hong Kong) Company Limited RO
RA 1 RA 4 RA 9
2013-09-10 – 2013-10-22
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 9
2013-09-10 – 2014-04-22
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 9
2010-09-06 – 2013-08-14
RHB Asset Management Limited RO
RA 1 RA 4 RA 9
2010-08-12 – 2010-09-06
RHB Asset Management Limited Rep
RA 4 RA 9
2006-11-13 – 2015-12-17
Yuanta Asia Investment (Hong Kong) Limited RO
RA 1 RA 4 RA 9
2004-10-08 – 2005-05-09
EK Investment Management Limited RO
RA 1 RA 4 RA 9
2003-04-01 – 2003-06-30
Manulife Investment Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAV508