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WONG Hoi Yuen, Kenny

王開源
CE AAV428Licensed IndividualSFO licence active
Official SFC record

WONG Hoi Yuen, Kenny (CE number AAV428) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (8)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKingsway Financial Services Group Limited
滙富金融服務有限公司

Licence Record (5)

2005-04-21 – present Current
Kingsway Financial Services Group Limited Rep
RA 1 RA 2
2005-04-21 – 2005-11-30
Sunwah Kingsway Futures Limited Rep
RA 2
2003-04-01 – 2005-04-20
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2005-04-20
CES Commodities (HK) Limited Rep
RA 2 RA 5 RA 9
2003-04-01 – 2005-04-20
CES Forex (HK) Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAV428