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LUK Ting Lung, Alan

陸庭龍
CE AAV168Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUK Ting Lung, Alan (CE number AAV168) is an individual licensed by the Hong Kong SFC. First licensed on 2009-03-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWinner Zone Asset Management Limited
鴻鵠資產管理有限公司

Licence Record (2)

2021-12-03 – present Current
Winner Zone Asset Management Limited RO
RA 1 RA 4 RA 9
2009-03-09 – 2013-11-01
Hang Seng Investment Services Limited RO
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAV168