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YIM Kai Chung

嚴繼宗
CE AAQ181Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIM Kai Chung (CE number AAQ181) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNittan Securities Asia Limited
溢勝證券亞洲有限公司

Licence Record (4)

2007-07-12 – present Current
Nittan Securities Asia Limited RO
RA 1
2010-08-04 – 2011-12-31
Imperial Dragon Asset Management Limited RO
RA 9
2007-07-04 – 2012-05-21
Nittan Securities Asia Limited Rep
RA 1
2003-04-01 – 2007-06-30
Polaris Capital (Asia) Limited RO
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAQ181