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KWONG Yick Chor

鄺奕初
CE AAO710Licensed IndividualSFO licence active
Official SFC record

KWONG Yick Chor (CE number AAO710) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeKaiser Futures Limited
嘉信期貨有限公司
RepresentativeKaiser Securities Limited
嘉信証券有限公司

Licence Record (9)

2013-05-24 – present Current
Kaiser Securities Limited Rep
RA 1
2013-05-24 – present Current
Kaiser Futures Limited Rep
RA 2
2013-07-09 – 2017-12-01
Kaiser Securities Limited RO
RA 1
2013-07-09 – 2017-12-01
Kaiser Futures Limited RO
RA 2
2004-08-18 – 2013-05-01
Apricot Capital (Hong Kong) Limited RO
RA 1
2004-08-18 – 2013-05-01
Topmore Commodities Limited RO
RA 2
2004-07-15 – 2004-08-18
Topmore Commodities Limited Rep
RA 2
2003-04-01 – 2004-05-31
Enlighten Securities Limited RO
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2004-07-01
Enlighten Futures Limited RO
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAO710