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KONG Lai Wan WInnie

江麗雲
CE AAM240Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KONG Lai Wan WInnie (CE number AAM240) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCNI Global Capital Limited
中國北方環球資本有限公司

Licence Record (2)

2003-04-01 – present Current
CNI Global Capital Limited RO
RA 6
2003-04-01 – 2004-05-11
Optima Capital Limited RO
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAM240