KWOK Chi Lung

郭智瀧

CE AAK750Licensed IndividualResponsible OfficerSFO licence active

KWOK Chi Lung (CE number AAK750) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司
Representative	UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司

Licence Record (9)

2025-09-17 – present Current

UOB Kay Hian (Hong Kong) Limited RO

RA 1

2008-06-11 – present Current

UOB Kay Hian Futures (Hong Kong) Limited Rep

RA 2

2008-06-11 – 2025-09-17

UOB Kay Hian (Hong Kong) Limited Rep

RA 1

2007-03-15 – 2008-05-31

CES International Commodities (HK) Limited Rep

RA 2

2006-03-03 – 2007-03-01

Piper Jaffray Asia Securities Limited Rep

RA 1

2006-03-03 – 2007-03-01

Piper Jaffray Asia Futures Limited Rep

RA 2

2003-04-01 – 2008-05-31

Everbright Securities Digital Finance (HK) Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2008-05-31

Everbright Securities Investment Services (HK) Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2008-05-31

CES Commodities (HK) Limited Rep

RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAK750