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WONG Hok Kam

汪學金
CE AAK734Licensed IndividualSFO licence active
Official SFC record

WONG Hok Kam (CE number AAK734) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeEmperor Futures Limited
英皇期貨有限公司
RepresentativeEmperor Securities Limited
英皇證券有限公司

Licence Record (6)

2004-01-13 – present Current
Emperor Futures Limited Rep
RA 2
2003-08-29 – present Current
Emperor Securities Limited Rep
RA 1
2004-01-13 – 2026-02-25
Emperor Securities Limited RO
RA 1 RA 4
2003-08-29 – 2004-05-17
Emperor Corporate Finance Limited Rep
RA 4
2003-04-01 – 2003-08-22
Open Securities Limited RO
RA 1
2003-04-01 – 2003-08-22
Open Asset Management Limited RO
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAK734