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CHENG Wai Hong

鄭惠康
CE AAK494Licensed IndividualSFO licence active
Official SFC record

CHENG Wai Hong (CE number AAK494) is an individual licensed by the Hong Kong SFC. First licensed on 2019-10-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Licence Record (3)

2022-08-26 – present Current
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2 RA 4
2019-10-02 – 2022-06-30
Solo Securities Limited Rep
RA 1
2019-10-02 – 2022-06-30
Solo Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAK494