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MUI Kay Boon

梅基本

CE AAJ763Licensed IndividualResponsible OfficerSFO licence active

Official SFC record

MUI Kay Boon (CE number AAJ763) is an individual licensed by the Hong Kong SFC. First licensed on 2003-08-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Zijing Capital Limited 紫荊融資有限公司
Representative	Zijing Capital Limited 紫荊融資有限公司

Licence Record (23)

2022-07-21 – present Current

Zijing Capital Limited RO

2021-11-19 – present Current

Zijing Capital Limited Rep

2021-01-25 – 2021-10-22

Forthright Securities Company Limited RO

2020-11-19 – 2021-10-22

Forthright Securities Company Limited Rep

2020-04-14 – 2020-06-07

Shanxi Securities International Limited Rep

2020-04-14 – 2020-06-07

Shanxi Securities International Capital Limited Rep

2019-12-30 – 2020-01-31

SBC Capital Partners Limited Rep

2019-10-03 – 2020-01-31

SynerWealth Financial Limited Rep

2017-05-04 – 2019-04-30

China Industrial Securities International Capital Limited RO

2016-02-05 – 2019-04-30

China Industrial Securities International Capital Limited Rep

2015-07-20 – 2016-01-26

Soochow Securities International Brokerage Limited Rep

2015-01-29 – 2015-07-02

Changjiang Securities Brokerage (HK) Limited Rep

2015-01-29 – 2015-07-02

Changjiang Asset Management (HK) Limited Rep

2010-11-17 – 2013-06-08

Yuanta Securities (Hong Kong) Company Limited Rep

2008-12-29 – 2010-11-06

Core Pacific-Yamaichi Futures (H.K.) Limited Rep

2008-11-11 – 2015-01-17

Core Pacific - Yamaichi International (H.K.) Limited Rep

2008-11-11 – 2015-01-17

Core Pacific-Yamaichi Securities (H.K.) Limited Rep

2007-06-05 – 2008-07-31

CCB International Securities Limited Rep

2006-10-13 – 2007-05-24

KGI Asia Limited RO

2006-10-13 – 2007-05-24

KGI Securities (Hong Kong) Limited RO

2005-05-03 – 2006-10-13

KGI Asia Limited Rep

2005-05-03 – 2006-10-13

KGI Securities (Hong Kong) Limited Rep

2003-08-01 – 2005-04-14

SBI China Capital Securities Limited Rep