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NG Siu Mee

伍少媚
CE AAJ581Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Siu Mee (CE number AAJ581) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLei Shing Hong Securities Limited
利星行證券有限公司

Licence Record (4)

2023-11-22 – present Current
Lei Shing Hong Securities Limited RO
RA 1
2023-10-17 – 2023-11-22
Lei Shing Hong Securities Limited Rep
RA 1
2022-01-18 – 2023-09-30
Ming Hon Securities Limited RO
RA 1
2003-04-01 – 2022-01-18
Ming Hon Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAJ581