LEE Yiu Sun

李耀新

CE AAJ472Licensed IndividualSFO licence active

LEE Yiu Sun (CE number AAJ472) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (3)

Capacity	Company / Institution
Representative	Asia Pacific Asset Management Limited 亞太資產管理有限公司
Representative	Asia Pacific Financial Capital Limited 亞太金融融資有限公司
Representative	Asia Pacific Securities Limited 亞太證券有限公司

Licence Record (10)

2015-12-16 – present Current

Asia Pacific Securities Limited Rep

RA 1 RA 2 RA 4

2015-12-16 – present Current

Asia Pacific Financial Capital Limited Rep

RA 6

2015-12-16 – present Current

Asia Pacific Asset Management Limited Rep

RA 9

2010-05-20 – 2015-12-16

Asia Pacific Asset Management Limited RO

RA 9

2006-12-07 – 2008-07-11

GT Asset Management Limited RO

RA 4 RA 9

2005-11-30 – 2008-07-11

Wanthorpe Asset Management Limited RO

RA 9

2003-04-01 – 2015-12-16

Asia Pacific Securities Limited RO

RA 1 RA 2 RA 4 RA 6 RA 7

2003-04-01 – 2010-03-31

Yue Xiu Futures Company Limited RO

RA 2 RA 5

2003-04-01 – 2003-07-30

First China Technology Limited RO

RA 4

2003-04-01 – 2015-12-16

Asia Pacific Financial Capital Limited RO

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAJ472