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ORDERS Richard Wallace d'Arcy

CE AAI719Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ORDERS Richard Wallace d'Arcy (CE number AAI719) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMoelis & Company Asia Limited
美馳亞洲有限公司

Licence Record (2)

2009-12-11 – present Current
Moelis & Company Asia Limited RO
RA 1 RA 4 RA 6
2003-04-01 – 2009-11-16
RBS Asia Corporate Finance Limited RO
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAI719