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LEUNG Chiu Cheong

梁朝昌
CE AAI489Licensed IndividualSFO licence active
Official SFC record

LEUNG Chiu Cheong (CE number AAI489) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司

Licence Record (6)

2017-10-03 – present Current
KGI Asia Limited Rep
RA 1
2017-04-10 – 2019-06-11
KGI Futures (Hong Kong) Limited Rep
RA 2
2017-02-02 – 2017-10-02
KGI Asia Limited Rep
RA 1
2009-10-02 – 2017-01-23
BOCOM International Securities Limited Rep
RA 1
2003-07-30 – 2009-10-01
VC Brokerage Limited Rep
RA 1 RA 7
2003-04-01 – 2003-07-30
Open Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAI489