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KONG Chiu San, Raymond

江朝新
CE AAH157Licensed IndividualResponsible OfficerSFO licence active

KONG Chiu San, Raymond (CE number AAH157) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPulun International Capital Limited
普倫國際融資有限公司
RepresentativePulun International Securities Limited
普倫國際證券有限公司

Licence Record (22)

2026-02-06 – present Current
2026-01-29 – present Current
2026-01-29 – 2026-02-06
2017-03-22 – 2018-08-31
2017-01-20 – 2018-08-31
2016-12-16 – 2017-01-20
2015-09-09 – 2016-12-15
2015-08-06 – 2015-09-09
2011-05-06 – 2011-06-09
2008-05-26 – 2011-05-01
2005-11-17 – 2015-06-03
2004-12-03 – 2005-06-03
2003-12-29 – 2008-05-20
2003-09-10 – 2008-05-20
2003-09-08 – 2006-09-19
2003-09-08 – 2003-09-10
2003-04-01 – 2003-09-08
2003-04-01 – 2003-09-08