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PONG Po Lam

龐寶林
CE AAH068Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PONG Po Lam (CE number AAH068) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPegasus Fund Managers Limited
東驥基金管理有限公司

Licence Record (1)

2003-04-01 – present Current
Pegasus Fund Managers Limited RO
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAH068