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TSANG Pak Wing

曾柏榮
CE AAF901Licensed IndividualSFO licence active
Official SFC record

TSANG Pak Wing (CE number AAF901) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRifa Securities Limited
日發證券有限公司

Licence Record (8)

2013-02-19 – present Current
Rifa Securities Limited Rep
RA 1
2013-03-22 – 2025-05-12
Rifa Securities Limited RO
RA 1
2012-07-27 – 2013-01-31
Imperium International Securities Limited Rep
RA 1
2010-10-06 – 2012-07-27
Imperium International Securities Limited RO
RA 1
2006-11-17 – 2010-10-01
CES Capital International (Hong Kong) Co., Limited RO
RA 1
2006-08-04 – 2006-11-17
CES Capital International (Hong Kong) Co., Limited Rep
RA 1
2003-06-19 – 2006-06-30
Sinomax Securities Limited RO
RA 1
2003-04-01 – 2003-04-14
Corporate Brokers Limited RO
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAF901