SO Hin Pong

蘇顯邦

CE AAF507Licensed IndividualSFO licence active

SO Hin Pong (CE number AAF507) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (8)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	BMI Funds Management Limited 邦盟滙駿基金管理有限公司

Licence Record (9)

2026-09-18 – present Current

BMI Funds Management Limited Rep

RA 1 RA 4 RA 9

2019-06-28 – 2025-08-13

Innovax Futures Limited RO

RA 2

2017-04-19 – 2026-07-31

Austrax Securities Limited RO

RA 1 RA 4

2017-04-13 – 2025-05-22

Austrax Asset Management Limited RO

RA 9

2012-06-22 – 2017-03-12

China Everbright Securities Asset Management Limited RO

RA 1 RA 4 RA 9

2006-11-06 – 2009-05-14

Everbright-Efund Fund Management Limited RO

RA 4 RA 9

2003-04-01 – 2017-03-12

China Everbright Securities (HK) Limited RO

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2017-03-12

China Everbright Forex & Futures (HK) Limited RO

RA 2 RA 3 RA 5 RA 9

2003-04-01 – 2004-03-19

China Everbright Forex Limited RO

RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAF507