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LIU Chi Ming, Eric

廖志明
CE AAF427Licensed IndividualSFO licence active
Official SFC record

LIU Chi Ming, Eric (CE number AAF427) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFulbright Securities Limited
富昌證券有限公司

Licence Record (2)

2022-12-30 – present Current
Fulbright Securities Limited Rep
RA 1 RA 4
2003-04-01 – 2022-12-30
Fulbright Securities Limited RO
RA 1 RA 4 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAF427