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LAU Ching Yee, Rebecca

劉靜儀
CE AAF232Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Ching Yee, Rebecca (CE number AAF232) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-03. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (3)

2025-12-17 – present Current
Daiwa Capital Markets Hong Kong Limited RO
RA 1
2021-08-03 – 2025-12-17
Daiwa Capital Markets Hong Kong Limited Rep
RA 1
2012-08-03 – 2012-11-01
RBC Capital Markets (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAF232