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WONG Wah Tak

黃華德
CE AAE748Licensed IndividualSFO licence active
Official SFC record

WONG Wah Tak (CE number AAE748) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司

Licence Record (2)

2012-01-06 – present Current
UOB Kay Hian (Hong Kong) Limited Rep
RA 1
2003-04-01 – 2011-12-31
A One Investment Company Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAE748