Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHAN Yee Mee, Emily

陳綺薇
CE AAE427Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Yee Mee, Emily (CE number AAE427) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerUOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司

Licence Record (6)

2024-08-30 – present Current
UOB Kay Hian (Hong Kong) Limited RO
RA 1 RA 6
2024-02-14 – 2024-08-30
UOB Kay Hian (Hong Kong) Limited Rep
RA 1 RA 6
2020-02-11 – 2023-12-30
VMS Securities Limited RO
RA 1 RA 6
2017-10-03 – 2020-02-11
VMS Securities Limited Rep
RA 1 RA 6
2009-07-02 – 2017-09-09
MIB Futures (Hong Kong) Limited Rep
RA 2
2003-04-01 – 2017-09-09
MIB Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAE427