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YIM Wai Ching, Christinnie

嚴偉貞
CE AAE252Licensed IndividualSFO licence active
Official SFC record

YIM Wai Ching, Christinnie (CE number AAE252) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeEmperio Securities and Assets Management Limited
帝鋒證券及資產管理有限公司

Licence Record (2)

2025-10-23 – present Current
Emperio Securities and Assets Management Limited Rep
RA 1 RA 4
2003-04-01 – 2025-09-30
Hing Wong Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAE252