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TIU Wah Sun

張華新
CE AAE163Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TIU Wah Sun (CE number AAE163) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChristfund Futures Limited
恒豐期貨有限公司
Responsible OfficerChristfund Securities Limited
恒豐證券有限公司

Licence Record (2)

2017-08-30 – present Current
Christfund Futures Limited RO
RA 2
2003-04-01 – present Current
Christfund Securities Limited RO
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAE163