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LI Hong Shing

李康成
CE AAD816Licensed IndividualSFO licence active
Official SFC record

LI Hong Shing (CE number AAD816) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司
RepresentativeKGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司

Licence Record (7)

2023-09-19 – present Current
KGI Futures (Hong Kong) Limited Rep
RA 2
2023-08-04 – present Current
KGI Asia Limited Rep
RA 1
2020-01-16 – 2023-06-30
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2017-11-03 – 2020-01-16
Everbright Securities Investment Services (HK) Limited RO
RA 1
2007-12-18 – 2020-01-16
China Everbright Securities (HK) Limited RO
RA 1
2007-10-09 – 2023-06-30
China Everbright Securities (HK) Limited Rep
RA 1
2003-04-01 – 2007-09-20
CITIC Securities Brokerage (HK) Limited RO
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAD816